Sequoia Financial Group has scrambled to reassure creditors and potential creditors of its InterPrac Financial Planning subsidiary that the licensee will remain a party to a deed of cross-guarantee, ...
What does it actually mean to be a long-term investor when the ground beneath your feet is shifting faster than your investment committee can convene? That was the question we placed front and centre ...
ASIC has banned another Shield and First Guardian-linked adviser for allegedly presenting Statements of Advice in the names of other advisers. ASIC announced on Thursday that Aristotle Papapavlou has ...
Sequoia Financial Group has admitted inaccurately representing to the market that Professional Planner breached an agreement ...
ASIC has commenced Federal Court proceedings seeking the appointment of a receiver to investigate a proposed sale of InterPrac Financial Planning over concerns the new owners would avoid paying ...
A ban on advice fee deductions from super for switching funds, requiring platform trustees to compensate members for losses, ...
Scrutiny of managed accounts is unwarranted given their track record which is yet to see a collapse like Shield and First ...
A financial adviser who spent three months with MWL Financial Services has received a three-year ban for breaching best ...